Business Studies

Financial Markets

Medium

Which of the following is NOT a Regulatory Function of SEBI?

Registration of brokers and sub-brokers.

Controlling insider trading and imposing penalties.

Registration of Collective investment schemes and Mutual Funds.

Levying fee or other charges for carrying out the purposes of the Act.

✅ Correct Option: 2

SEBI's regulatory functions include registration of brokers, sub-brokers, collective investment schemes and mutual funds, and levying fees or charges under the Act. Controlling insider trading and imposing penalties on such practices is a protective function of SEBI, aimed at safeguarding investors. Hence option 2 is not a regulatory function.

2023: 11 June Shift 3

The ________ segment of NSE provided on efficient and transparent platform for trading in equity, preference, debentures, exchange traded funds as well as State Government Securities.

2022: 30 Aug Shift 1

Name the intermediary who is authorised to maintain the accounts of dematerialised shares :

2023: 22 June Shift 1

"An instrument that works as a replacement towards bank borrowing for large Credit-worthy companies, its maturity period is 15 days to one year".

Identify the money market instrument stated in the above lines.

2026: 12 May Shift 1

Which of the following is not an objective of SEBI

2022: 28 May Shift 2

Match List - I with List - II.

List - I	List - II
(A) Training of Intermediaries	(I) Functions of Financial Market
(B) Providing liquidity to financial Assets	(II) Functions of Stock Exchange
(C) Safety of Transaction	(III) Development function of SEBI
(D) Protect the interest of of investor	(IV) Objective of SEBI

Choose the correct answer from the options given below :

2026: 29 May Shift 1

Which of the following is NOT related to Depository Services?

Which of the following is NOT a Regulatory Function of SEBI?

Solution

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