Business Studies

Financial Markets

Medium

What is a "Trade Confirmation slip"?

Issued to the investor at the time of placing an order by the broker

Issued to the Investor when shares are bought or sold at the mentioned price

Issued to investors after the trade has been executed.

Issued to the investor when shares are delivered or cash is paid by him/her

✅ Correct Option: 2,3

A trade confirmation slip is issued after the buy/sell order has been matched and the trade has been executed.

Option 1 → Incorrect. At the time of placing the order, the investor receives an order confirmation or unique order code, not a trade confirmation slip.

Option 2 → Correct. When the shares are bought or sold at the specified price, the trade is executed and confirmation is issued.

Option 3 → Correct. This directly states that the slip is issued after execution of the trade.

Option 4 → Incorrect. Delivery of shares or payment happens later during settlement.

Therefore, Options 2 and 3 are correct.

2022: 6 Oct Shift 1

SEBI is an interim administrative body to promote orderly and healthy growth of securities market

Find out the correct statements about SEBI

A. SEBI was established on 12 April 1988 as an administrative body to promote orderly growth of stock market

B. The act of Parliament that governs SEBI is SEBI Act, 1994

C. The basic purpose of SEBI is to form new enterprises

D. SEBI doesn't protect the rights and interest of investors

E. SEBI is a separate regulatory body

Choose the correct answer from the option given below:

2024

Identify the method of floatation in Primary Market wherein a company sells securities enbloc at an agreed price to a broker.

2022: 20 Aug Shift 1

From the following identify the functions of stock exchange which facilitate the spread of coducive climate for share ownership.

A. Regulation of takeover bids by Companies

B. Pricing of Securities

C. Safety of Transactions

D. Training of intermediaries of the securities market

E. Spreading of equity cult

2022: 20 Aug Shift 1

Match the List I with List II

List I	List II
A. Primary market	I. Pre-emptive right of existing shareholders
B. Rights issue	II. Deals in long term financial assets
C. Capital market	III. Treasury bills
D. Money market	IV. New issues market

2026: 11 May Shift 1

The investor has to sign which document with a registered broker or sub broker before placing an order to buy or sell securities under screen based trading system ?

2022: 20 Aug Shift 1

Name the money market investment used by Commercial banks to meet their cash Reserve Ratio requirement.

What is a "Trade Confirmation slip"?

Solution

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