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Pricing of securities

Spreading of equity cult

Inhibiting scope for speculation

Contributes to economic growth

It ensures transparency by allowing participants to see the price of all securities.

It reduces the efficiency of operations by allowing reduction in time, cost and risk of any error.

It increases the efficiency of information being passed on.

Anyone can sell or buy the securities through brokers or members.

(A), (B), (C), (D)

(A), (B), (D), (C)

(D), (A), (C), (B)

(C), (B), (D), (A)

SEBI

Primary Market

Secondary Market

Offer for Sale

Offer for sale

e-IPO

Private placement

Rights Issue

Demat account

Trade confirmation slip

Unique order code

Order confirmation slip

A, B and D only

A, B and C only

A, B, C and D

B, C and D only

A-I, B-II, C-III, D-IV

A-III, B-II, C-IV, D-I

A-I, B-II, C-IV, D-III

A-III, B-IV, C-I, D-II

Mobilization of savings

Facilitating price discovery

Reducing the cost of transactions

Providing liquidity to financial assets.

Financial planning

Financing policy

Financial market

Financial goals

Enabling shorter settlement cycles and book entry settlements

To conform to international standards

To provide an efficient and transparent market for trading in equity, debt instruments, derivatives and mutual funds

To ensure active trading and safeguard market integrity through an electronically driven exchange

Training of intermediaries of the securities market

To provide a trading platform for equities of small and medium enterprises

Conducting research and publishing information useful to all market participants

Undertaking measures to develop the capital markets by adapting a flexible approach

Private placement

Rights issue

Sweat issue

Offer through prospectus

Providing scope for speculation

Contributes to economic growth

Safety of transactions

Spreading of equity cult

Mobilisation of savings and channeling them into the most productive uses

Reducing the cost of transactions

Facilitating price discovery

Promotion of fair practices in securities market

It is also known as New Issue market

Both buying and selling of securities can take place.

Securities are sold by the company to the investors directly.

There is no fixed geographical location of Primary Makret.

Registration of brokers and sub-brokers.

Controlling insider trading and imposing penalties.

Registration of Collective investment schemes and Mutual Funds.

Levying fee or other charges for carrying out the purposes of the Act.

(A), (B) and (D) only

(A), (B) and (C) only

(A), (B), (C) and (D)

(B), (C) and (D) only

Issued to the investor at the time of placing an order by the broker

Issued to the Investor when shares are bought or sold at the mentioned price

Issued to investors after the trade has been executed.

Issued to the investor when shares are delivered or cash is paid by him/her

It is just like a bank where securities are kept

Depository participants serve as an intermediary between the investor and the Depository

It is a technology-driven electronic storage system.

There is only one Depository in India called National Securities Depositories Limited (NSDL).

(A) - (III), (B) - (II), (C) - (I), (D) - (IV)

(A) - (III), (B) - (I), (C) - (III), (D) - (IV)

(A) - (I), (B) - (II), (C) - (IV), (D) - (III)

(A) - (III), (B) - (IV), (C) - (I), (D) - (II)

A five year government bond issued by State Government

A Zero Coupon Bond issued by RBI

A certificate of deposit issued by commercial bank

A 15 day Commercial Paper

(A), (B) and (D) only

(B) and (D) only

(A), (B), (C) and (D)

(B), (C) and (D) only

(A) - (II), (B) - (IV), (C) - (III), (D) - (I)

(A) - (I), (B) - (II), (C) - (III), (D) - (IV)

(A) - (I), (B) - (II), (C) - (IV), (D) - (III)

(A) - (III), (B) - (IV), (C) - (I), (D) - (II)

T+3 basis

T+1 basis

Within same day

T+2 basis

Asia's first Stock Exchange, established in 1875

Launched the capital market segment in November 1994

Permanent recognition under Securities Contract (Regulation), Act. 1956

Established as the Native Share Stock Brokers Association in 1875

Offer for Sale

Rights Issue

Private Placement

e-IPOs

Treasury Bill

Commercial Paper

Call Money

Commercial Bill

Regulate stock exchange and the securities industry to promote their orderly functioning

Protect the rights and interests of investors

Prevent trading malpractices and achieve a balance between self regulation by the securities industry and its statutory regulation

Provide a trading platform for equities of small and medium enterprises

Prices are determined and decided by the management of the company

Prices are determined by demand and supply for the security

There is sale of securities by companies

The flow of funds is from savers to investors