Business Studies

Financial Markets

Easy

After the trade has been executed in screen based trading, within 24 hours the broker issues a:

Demat Account

Contract Note

Share Certificate

Demat Form

✅ Correct Option: 2

After a trade is executed on the screen-based system, the broker must issue a Contract Note within 24 hours. It contains details like the number of shares, price, date and time of trade and brokerage, and is legal proof of the transaction.

2024

Identify the method of floatation in Primary Market wherein a company sells securities enbloc at an agreed price to a broker.

2022: 6 Oct Shift 1

Beneficial owner account with a depository participant for holding and transfer of securities is also known as _____.

2026: 29 May Shift 1

Which of the following are the objectives of the Securities and Exchange Board of India?

(A) To establish a nationwide trading facility for all types of securties.

(B) To regulate stock exchanges and the securities industry.

(D) To prevent trading malpractices

Choose the correct answer from the options given below:

2022: 30 Aug Shift 1

Which one of the following is NOT the function of Financial Market ?

2026: 13 May Shift 2

Since 2003, it has been made compulsory to settle all stock market trade on a rolling settlement basis within:

2026: 29 May Shift 2

The following is not a Development function of SEBI:

After the trade has been executed in screen based trading, within 24 hours the broker issues a:

Solution

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