Match List-I with List-II:

List-I (Explanation)	List-II (Function/Objective of SEBI)
(A) Training of intermediaries of the securities market.	(I) Development function
(B) Audits of stock exchanges.	(II) Regulatory function
(C) To regulate the securities industry to promote its orderly functioning.	(III) Protective function
(D) Imposing penalties for insider trading.	(IV) Objective of SEBI

Choose the correct answer from the options given below:

Select the correct order of trading and settlement procedure on the stock exchange.

A. Signing a broker - client agreement

B. Open a DEMAT Account

C. Placing an order with a broker to buy or sell shares.

D. Broker will go online to match share and best price available.

Choose the correct answer from the options given below:

Mr. Rajeev is a reputed stockbroker dealing in major stock exchanges. Sam, a retail investor, contacted him about buying shares of XYZ ltd. Rajeev's terminal indicated that the shares could be bought at the price mentioned, and the order was executed electronically. Later, ________________ was issued to Sam by Mr. Rajeev.

Name the intermediary who is authorised to maintain the accounts of dematerialised shares :

In order to raise share capital, ABC Ltd., is issuing shares and giving privilege to the existing shareholders to subscribe to the new issue of shares according to the terms of conditions of the company. Identify the method of floatation used by the company.

Which of the following is not the function of financial markets:

Identify the function performed by Financial Market from the following statement: 'Holders of assets can readily sell their financial assets through the mechanism of the financial market.'