To whom an investor has to first approach if he wishes to buy or sell any security?

Identify the objective of SEBI from the following:

A. To protect the rights and interests of investors

B. To regulate stock market and the securities industry to promote their orderly functions.

C. Registration of brokers

D. To prevent trading malpractices and achieve a balance between self regulation by securities industry and its statutory regulation

E. Calling for information by undertaking inspection

Choose the correct answer from the options given below:

Identify the correct sequence of trading & settlement procedure:

The following constitute functions of the stock exchange:

A. Contributes to economic growth

B. Pricing of securities

C. Safety of transactions

D. Restricting equity cult

Choose the correct answer from the options given below:

"The stock exchange can play a vital role in ensuring wider share ownership by taking effective steps in educating the public about the investments."

Identify the function of stock exchange reflected above:

Which of the following statement is/are correct regarding function of Stock Exchange?

A. Providing liquidity and market ability to existing securities.

B. Training of intermediaries.

C. Undertaking steps of investor protection.

D. Promotion of fair practices and code of conduct in securities market.

E. Regulation of takeover bids by companies.

Choose the correct answer from the options given below:

"Yuvaan Ltd.", a reputed industrial machines manufacturer, needs twenty crores as additional capital to expand the business. Mr. Karan Rastogi, the Chief Executive Officer (CEO) of the company wants to raise funds through equity. The Finance Manager, Mr. Lokesh Nayyar, suggested that the shares may be sold to investing public through intermediaries, as the same will be less expensive. Name the method through which the company decided to raise additional capital.